Senior Compliance Officer– Financial Services – Limassol – HE24078

Τομέας/Κατηγορίες Εργασίας: Νομικά, Οικονομικά
Τύπος Απασχόλησης: Πλήρης Απασχόληση
Τοποθεσία: Κύπρος, Λεμεσός
Δημοσιεύθηκε πριν από: 1 εβδομάδα
Λήγει σε 3 εβδομάδες
Reference Number: FJ112196

Περιγραφή Θέσης

GRS Recruitment are working in close partnership with an established and well known Wealth management firm who are searching for a talented and detail oriented profile to manage all compliance issues. The successful candidate will work closely with the Head of Compliance to confirm all regulations are followed as the Senior Compliance officer. If you would like to apply for this role , we look forward to receiving your CV.

 

MAIN DUTIES AND RESPONSIBILITIES

  • Carrying out, in conjunction with the Compliance Officer, periodic compliance audits and perform regular monitoring
  • Heavy liaison with CySEC regarding updates and changes to the regulatory body and clarifying/interpreting these further where required
  • Conducting KYC verification process for corporate clients and counterparties
  • Conduct compliance monitoring of clients
  • Enforce organization standards, policies and procedures
  • Escalating cases and issues to the Executive Director as and when required
  • Monitoring any suspicious activities, investigating and reporting them accordingly
  • Develop and recommend operating policies and procedural improvements
  • Responsible for AML procedures
  • Working closely with the business on compliance measures
  • Ensuring that any regulatory deadlines, such as the monthly, quarterly and annual submissions to CySEC, are met and assisting preparation of those documents 

 

CANDIDATE PROFILE

  • Educated to BSc in Law, Economics, Finance or another related subject or the equivalent 
  • CySEC Advance exam is a must 
  • Extensive and current work experience in the financial services industry in a senior Compliance/Compliance Officer role
  • Fluency in English
  • Previous experience in the wealth management industry will be considered advantageous especially in the international/offshore space. In particular previous experience in the CIF space as opposed to forex compliance.
  • A proven history of dealing / liaising with CySEC.

 

Due to the high volume of applications we receive at GRS Recruitment, only shortlisted candidates will be responded to. 

To apply for this position, please email your CV to Hayley Buckle[email protected] quoting the above job reference or call +357 25 342 720 for further information.

 

Κύπρος, Λεμεσός