Senior Compliance Officer / Qualified Lawyer  (VAC-C20542M)

Τομέας/Κατηγορίες Εργασίας: Forex
Τύπος Απασχόλησης: Πλήρης Απασχόληση
Τοποθεσία: Κύπρος, Λευκωσία
Δημοσιεύθηκε πριν από: 2 εβδομάδες
Λήγει σε 2 εβδομάδες
Reference Number: FJ134922

Περιγραφή Θέσης

Our client in Limassol, a CySEC regulated Forex Company, is looking for a Senior Compliance Officer / Qualified Lawyer to assist and support the Head of Compliance with the smooth running of the department. This will be a combined role: 60 % compliance and 40% legal. Please note that they are currently located in Nicosia and they will move to Limassol in about 2 months.

 

Responsibilities:

  • 60 % compliance and 40% legal
  • Assisting the Head of Compliance with all matters in respect of anti-money laundering, market abuse, financial crime and reporting to the relevant regulators and authorities when required.
  • Arranging the day-to-day work of the Compliance department and working with the rest of the team to ensure deadlines are met, including ensuring monitoring is completed in a timely manner, queries are dealt with promptly and all in line with regulatory requirements. 
  • Responsible for preparing the monthly Compliance management information and assisting the Head of
  • Compliance with the preparation of management information for various Committees and Working Groups. 
  • Assisting the Head of Compliance in preparing and submitting compliance related returns to the relevant regulators as required.
  • Performing regular compliance monitoring to determine the effectiveness of the firm’s systems and controls and overseeing implementation of any remediation action as required.
  • Handling CySEC information requests and customer complaints in an appropriate and timely manner and record and review such requests/complaints as required. 
  • Assisting the Head of Compliance to ensure that the firm has adequate supervisory systems and controls in place, to continually review the effectiveness of the firm’s policies, procedures and systems and establish internal controls and make appropriate changes when necessary.
  • Writing and updating appropriate policies and procedures in relation to compliance and regulatory matters including the compliance manual. 
  • Assisting the Head of Compliance with the preparation of CySEC applications for Senior Management Functions. 
  • Reviewing and approving the firm’s marketing material.

 

Qualifications:

  • At least 3 years’ experience in a compliance role
  • Qualified Lawyer 
  • CySEC license preferred
  • English is mandatory and Greek preferred.
  • Solutions driven, forward thinking, adaptable

 

The salary will be based on skills and experience + 13th salary + discretionary bonus

The working hours are from 09:00 – 18:00, Monday to Friday

 

TO APPLY for this job opportunity, send your CV (in English please) to [email protected] and include the reference:  Senior Compliance Officer / Qualified Lawyer – VAC-C20542M. We look forward to hearing from you!

 

Κύπρος, Λευκωσία