Compliance Officer  (VAC-C21161N)

Τομέας/Κατηγορίες Εργασίας: Forex
Τύπος Απασχόλησης: Πλήρης Απασχόληση
Τοποθεσία: Κύπρος, Λεμεσός
Δημοσιεύθηκε πριν από: 2 εβδομάδες
Λήγει σε 3 εβδομάδες
Reference Number: FJ155733

Περιγραφή Θέσης

Our client is a  CySEC licensed FX Company looking to hire a Compliance Officer to join their team based in Limassol.

 

Responsibilities:

  • Ensure compliance with Cyprus laws, regulations and directives issued by CySEC as well as rules issued by the EU
  • Tracking regulatory changes and ensure that needed changes are implemented in a timely manner
  • Developing or assisting in developing, and enforcing adequate policies and procedures in order to meet the compliance requirements of CySEC and other Regulators
  • Ensure implementation of the Company’s procedures
  • Implement the Company’s Compliance Monitoring Program and conduct monitoring 
  • Ensure that Company’s employees attend training sessions in compliance with applicable laws, rules, and regulations 
  • Provide advice and guidance to Company’s employees on compliance related matters
  • Ensure that the Company complies with its continuous obligations to CySEC (i.e., submission of Capital Adequacy Return notifications to CySEC regarding changes in the Company’s structure services personnel procedures etc.)
  • Liaise with regulatory bodies
  • Assist regulatory bodies in performing inspections of the Company’s activities
  • Continuous improvement of the existing control procedures
  • Review Company’s marketing communication and examine whether it has been prepared in accordance with legal requirements and provide recommendations where applicable
  • Advise and assists employees responsible for carrying out investment services and activities to comply with Company’s obligations under the Law and relevant directives
  • Recommend in case of detection of any weakness or failure by the firm to comply with its obligations under the Law specific remedial measures
  • Provides an annual written report to the Board of Directors on the matters of his/her responsibility indicating in particular whether the appropriate remedial measures have been taken in the event of any deficiencies
  • Monitor complaints-handling process
  • Draft agreements
  • Drafting and monitoring policies and procedures relevant to GDPR

 

Requirements:

  • CySEC advanced certificate
  • Strong knowledge of industry processes and regulations
  • Prior experience as a Compliance Officer, Compliance Manager, or similar position in a brokerage firm
  • Bachelor’s degree in Law or Accounting 
  • Detail oriented
  • Ability to work independently and collaborate with other teams
  • An analytical mindset with excellent organizational skills
  • Friendly and approachable
  • At least 2 years’ experience in compliance department

 

Advantage

  • GDPR certification
  • CySEC AML certificate

 

TO APPLY for this job opportunity, send your CV (in English please) to [email protected] and include the reference:  Compliance Officer – VAC-C21161N. We look forward to hearing from you!

 

Κύπρος, Λεμεσός